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GST Auditing & Consultation Services

Comprehensive GST audit services โ€” GSTR-9/9C annual compliance, departmental audit representation, notice handling, ITC health checks, and strategic GST advisory for businesses across India.

GSTR-9 & 9C FY 2025-26 Guide Section 65/66 Audit Explained DRC-01, ASMT-10 Notice Reply Rule 42/43 ITC Reversal IMS Integration for ITC
โ‚น2 Cr
GSTR-9 mandatory threshold
โ‚น5 Cr
GSTR-9C mandatory threshold
31 Dec
GSTR-9/9C due date FY 2025-26
โ‚น200/day
Late fee, max 0.25% of turnover
FY 2025-26 UPDATES

GSTR-9 format updated per Notification No. 16/2025-CT โ€” new IMS-based ITC disclosures, mandatory ECO supply table. GSTR-9C due 31 Dec 2026. Taxpayers with turnover < โ‚น2Cr exempt from GSTR-9 per CGST Notification 15/2025. Rule 42/43 reversals now reported with IMS reconciliation.

Overview

GST Audit & Compliance โ€” Beyond Return Filing

GST compliance doesn't end with monthly return filing. Annual reconciliation, departmental audits, notice management, and proactive ITC health checks are all critical components of a complete GST compliance strategy. The GST department increasingly uses data analytics to identify discrepancies โ€” making proactive internal review more important than ever.

๐Ÿค–

Why GST Notices Are Increasing โ€” AI-Driven Scrutiny

The GST department's ADVAIT (Advanced Analytics in Indirect Taxation) system cross-matches GSTR-1 vs GSTR-3B, GSTR-2B vs GSTR-3B ITC, GST turnover vs Income Tax turnover, and e-way bill data vs invoices โ€” automatically flagging discrepancies for scrutiny. ASMT-10 notices are being issued by the thousands. A proactive GST health check before year-end is the best insurance against unexpected demands.

Types of GST Audit

Types of GST Audit โ€” Which One Applies to You?

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GSTR-9 Annual Return

Mandatory โ€” Turnover > โ‚น2 Crore | Due 31 Dec 2026 UPDATED

Annual return consolidating all monthly GSTR-1 and GSTR-3B data for FY 2025-26. 6 parts, 19 sections covering annual outward/inward supplies, ITC availed and reversed, tax paid, late fees, and demands/refunds. Updated format per Notification 16/2025-CT includes new IMS-linked ITC disclosure tables and mandatory reporting for e-commerce operator supplies.

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GSTR-9C Reconciliation Statement

Mandatory โ€” Turnover > โ‚น5 Crore | Due 31 Dec 2026 UPDATED

Self-certified reconciliation statement (no CA certification required since FY 2020-21) comparing turnover per audited financial statements vs GSTR-9 and ITC as per books vs ITC claimed in returns. Any unreconciled tax must be paid via DRC-03 before or along with GSTR-9C filing to avoid demand notices.

๐Ÿ›๏ธ

Departmental Audit โ€” Section 65

Triggered by GST Department โ€” Risk-based or random

Initiated by the Commissioner or authorised officer. GST officers visit your business premises to examine books of accounts, records, invoices, returns, and other documents. Audit period up to 3 months (extendable to 6 months). Officer issues audit report in Form GST ADT-02. If tax short-paid or ITC wrongly claimed โ€” demand + interest + penalty.

๐Ÿ”

Special Audit โ€” Section 66

Triggered by Assistant Commissioner with Commissioner approval NEW

Ordered when value of supply and tax has not been correctly declared OR when ITC availed is not within normal limits. Conducted by a nominated Chartered Accountant or CMA (not the taxpayer's own auditor). Report submitted within 90 days (extendable to 180 days). Taxpayer bears the cost of the special auditor.

๐Ÿ’ก

GST Health Check โ€” Internal Audit

Voluntary โ€” Proactive Self-Review

A voluntary internal review of your GST compliance before the department does it. Identifies discrepancies between GSTR-1 and GSTR-3B, GSTR-2B and books, GST turnover and ITR turnover, ITC eligibility gaps, reverse charge non-payment, HSN code errors, and pending Rule 42/43 reversals. Errors found proactively can be corrected with minimal penalty exposure.

๐Ÿ’ฐ

GST Refund Audit

For Exporters & Inverted Duty Cases

Pre-scrutiny of refund applications by GST officers before disbursement. For large refund amounts (typically above โ‚น1 lakh), the officer may call for additional documents, visit premises, or verify invoice-wise details before approving the refund. Proper documentation and ITC reconciliation are critical to prevent refund rejection.

GSTR-9 / GSTR-9C

Annual Return & Reconciliation โ€” FY 2025-26 Complete Guide

GSTR-9 and GSTR-9C are the most important year-end GST compliance requirements. Filing them correctly requires reconciling 12 months of returns with your audited accounts โ€” a process that typically reveals differences that must be explained or corrected.

AspectGSTR-9 Annual ReturnGSTR-9C Reconciliation Statement
Who must fileAll regular taxpayers with turnover > โ‚น2 croreRegular taxpayers with turnover > โ‚น5 crore
ExemptTurnover โ‰ค โ‚น2 Cr per CGST Notification 15/2025Turnover โ‰ค โ‚น5 Cr, Casual taxable persons, ISD, TDS deductors
Due Date FY 2025-2631st December 202631st December 2026
Late Feeโ‚น200/day, max 0.25% of state turnoverโ‚น200/day, max 0.25% of state turnover
CA Certification required?No โ€” self-filedNo โ€” self-certified since FY 2020-21
What it reconcilesConsolidates all GSTR-1 & GSTR-3B data for the FYBooks of accounts vs GST returns (turnover + ITC)
Key 2025 UpdatesNew tables for IMS-based ITC, ECO supplies โ€” Notification 16/2025-CTNew turnover reconciliation table for e-commerce
How differences are settledAdditional tax via DRC-03 before filingAny remaining differences explained + DRC-03 payment
๐Ÿ†•

New IMS Integration in GSTR-9 โ€” Notification 16/2025-CT

The updated GSTR-9 format for FY 2025-26 includes new disclosure tables for: (1) ITC based on IMS (Invoice Management System) accepted invoices, (2) ITC reversals due to IMS rejections, (3) Supplies where ECO (e-commerce operator) pays tax under Section 9(5) โ€” must now be separately disclosed by both the ECO and the supplier. These new tables require careful reconciliation between IMS data and GSTR-3B ITC claims.

ITC Rules

ITC Reversal โ€” Rules 42 & 43 Explained

If your business uses goods or services for both taxable and exempt/personal purposes, you cannot claim full ITC. Rules 42 and 43 of the CGST Rules mandate partial reversal of ITC โ€” computed monthly and confirmed annually. Non-compliance is one of the most common audit findings.

Rule 42 โ€” ITC Reversal on Inputs & Input Services

Applies when inputs or input services are used for (a) both taxable and exempt supplies, OR (b) both business and personal purposes.

Formula: D1 = C2 ร— (E รท F)
Where C2 = ITC on common inputs, E = exempt turnover, F = total turnover.

Must be computed monthly (provisionally) and finalised annually in GSTR-9. Any short reversal creates a liability with 18% interest.

Rule 43 โ€” ITC Reversal on Capital Goods

Applies when capital goods (machinery, equipment) are used for both taxable and exempt purposes.

ITC to be reversed monthly = 1/60th of total ITC on the capital good ร— (exempt turnover รท total turnover).

Computed separately from Rule 42. Capital goods exclusively used for exempt supplies โ†’ full ITC reversal immediately. Common capital goods โ†’ partial monthly reversal for 5 years.

๐Ÿšซ

Section 17(5) Blocked Credits โ€” Absolutely Ineligible ITC

Certain items are permanently blocked from ITC claims regardless of business use โ€” and are one of the most common audit findings when incorrectly claimed. Blocked credits include: Motor vehicles (unless used for transport/driving school/supply of vehicles), food & beverages (unless providing restaurant services), club memberships, rent-a-cab (unless statutory obligation), beauty treatments, health & fitness services, travel benefits to employees, works contract services for construction of immovable property, materials for construction, and ITC from goods/services for personal use. Claiming these in error attracts 100% penalty + interest.

GST Notices

GST Notices โ€” Types, Meaning & How We Respond

Receiving a GST notice is not the end โ€” but ignoring it or responding incorrectly can escalate the matter significantly. Here are the most common GST notices and how we handle them.

ASMT-10

Scrutiny Notice โ€” Discrepancy Found

Issued when the system detects a discrepancy between your GSTR-1 and GSTR-3B, or GSTR-3B ITC vs GSTR-2B, or GST turnover vs ITR turnover. Most common notice. Response required within 30 days. Incorrect or no response leads to demand in ASMT-12.

DRC-01

Demand Notice โ€” Tax & Penalty

Issued when the department determines you have unpaid tax. Contains tax amount, interest, and penalty. Most serious notice โ€” demands payment or dispute within specified time. If not responded to, leads to recovery proceedings including bank attachment.

DRC-01C

ITC Excess Claim Notice

Issued when ITC claimed in GSTR-3B exceeds ITC available in GSTR-2B by a specified amount. Must respond with explanation or DRC-03 payment within 7 working days. Non-response leads to restriction on further ITC claims.

DRC-01A

Pre-Show Cause Notice

Issued before formal DRC-01 demand โ€” giving you an opportunity to pay the disputed amount voluntarily with reduced penalty. Responding with DRC-03 payment at this stage avoids higher penalties associated with formal demand notices.

ADT-01

Notice for Departmental Audit โ€” Section 65

15-day advance notice before GST officers visit your premises for a departmental audit. Specifies the period to be audited. You can request a date change with proper reasons. Documents must be ready for production.

GSTR-3A

Notice for Non-Filing of GSTR-3B

System-generated notice for failing to file GSTR-3B on time. Must respond by filing the pending return. If not filed within 15 days, best judgement assessment proceedings can begin under Section 62.

REG-17

Show Cause Notice for Cancellation

Issued before suo moto cancellation โ€” giving 7 working days to respond. If you file pending returns and pay dues within this time, cancellation can be stopped. Failure to respond โ†’ REG-19 cancellation order.

MOV-07 / MOV-09

E-Way Bill Detention Notice

Issued when goods in transit are intercepted and detained โ€” typically for e-way bill mismatch, GST invoice discrepancy, or transportation irregularities. Requires immediate response to prevent goods confiscation.

โš ๏ธ

Never Ignore a GST Notice โ€” Time Limits Are Strict

ASMT-10: 30 days to respond. DRC-01C: 7 working days. GSTR-3A: 15 days. REG-17: 7 working days. Missing these deadlines results in ex-parte proceedings โ€” the officer decides without hearing your side, almost always resulting in maximum demand + 100% penalty. Our team responds to all notices within 48 hours of receiving them.

Advisory Services

Our GST Advisory & Consultation Services

Beyond audit, Acculex provides expert GST advisory covering complex classification issues, input tax credit disputes, and business restructuring.

๐Ÿท๏ธ

HSN/SAC Classification

Correct HSN code classification to avoid wrong GST rate application. Wrong HSN = wrong tax rate = demand + 100% penalty. We review your product/service portfolio and assign correct codes.

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ITC Eligibility Advisory

Analysis of all input purchases โ€” eligible vs blocked (Section 17(5)). Identification of missed ITC and over-claimed ITC. Monthly ITC optimisation review.

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GST Refund Claims

Filing and tracking of GST refund applications โ€” export refunds with/without payment of IGST, inverted duty structure refunds, excess tax paid. End-to-end refund management.

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Business Restructuring Advisory

GST implications of mergers, demergers, acquisitions, slump sales, and business transfers. Whether ITC transfers, registration changes, and transitional compliance are required.

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Cross-Border GST

IGST implications for import/export, place of supply rules for services, OIDAR compliance for digital services, and GST on import of services under reverse charge.

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GST Litigation Support

Drafting appeals before Appellate Authority (Form GST APL-01), GSTAT, and High Court. Pre-hearing preparation, legal argument development, and officer representation.

Who Needs GST Audit?

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Businesses with aggregate annual turnover above โ‚น5 crore (mandatory GSTR-9C)

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Businesses that received a Departmental Audit notice (ADT-01)

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Companies that want to proactively clean up ITC discrepancies

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Exporters claiming refunds (pre-verification audit)

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Businesses involved in a GST dispute or litigation

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Companies undergoing M&A or major restructuring

๐Ÿ“Œ GSTR-9/9C Due Date โ€” FY 2025-26

Both GSTR-9 and GSTR-9C must be filed by 31st December 2026. Late filing attracts โ‚น200/day late fee, capped at 0.25% of aggregate turnover in the state. Taxpayers with turnover โ‰ค โ‚น2 Cr are exempt from GSTR-9 per CGST Notification 15/2025.

Our Process

Our GST Audit & Consultation Process

1
Review

Preliminary GST Compliance Review

We review all your GSTR-1, GSTR-3B, and GSTR-9 returns for the relevant period. Cross-check GSTR-1 vs GSTR-3B for liability mismatch, GSTR-2B vs GSTR-3B for ITC mismatch, and GST turnover vs ITR turnover. This preliminary review identifies the risk areas and scope of work.

2
Reconcile ITC

GSTR-2A/2B vs Books โ€” Full ITC Reconciliation

Every invoice in your purchase register is matched against GSTR-2B for GSTIN validity, ITC availability confirmation, HSN code match, tax amount match, and supplier filing status. Missing ITC is recovered by following up with suppliers. Excess ITC is flagged for reversal before it triggers a notice.

3
Verify Liability

Output Tax Liability Verification

Cross-check of turnover per books vs GST returns, HSN-wise rate correctness, reverse charge obligations discharged, e-commerce operator TCS deducted, zero-rated exports properly declared. Any unreported supplies or rate differences identified and corrected proactively.

4
Resolve Gaps

Discrepancy Resolution & Voluntary Payment

All identified discrepancies are discussed with management. Where under-reported or excess ITC is confirmed โ€” voluntary payment via Form DRC-03 before GSTR-9C filing. This reduces penalty exposure from 100% to 25% of tax dues. Amended returns filed where permissible.

5
File Annual

GSTR-9 & GSTR-9C Preparation & Filing

GSTR-9 prepared with all 19 sections completed accurately. GSTR-9C reconciliation statement prepared โ€” turnover differences and ITC differences explained with notes. Signed and filed on GST portal by 31 December 2026. Any residual differences reported in GSTR-9C with explanations.

6
Represent

Post-Filing Representation

If the officer raises queries after GSTR-9C filing, we prepare and submit detailed responses. For departmental audit (Section 65) notices, we prepare complete documentation, represent you during the audit, and draft responses to the ADT-02 audit report if demands are raised.

FAQ

Frequently Asked Questions

Is GSTR-9 annual return mandatory for all businesses?โ–พ
GSTR-9 is mandatory for all regular GST taxpayers with aggregate turnover exceeding โ‚น2 crore in FY 2025-26. Per CGST Notification 15/2025, taxpayers with turnover up to โ‚น2 crore are exempt from filing GSTR-9 for FY 2025-26 (though they can file voluntarily). GSTR-9C reconciliation statement is mandatory if turnover exceeds โ‚น5 crore and must be self-certified by the taxpayer. Both are due by 31 December 2026 for FY 2025-26.
Is GSTR-9C self-certified or does it require CA certification?โ–พ
GSTR-9C is now self-certified โ€” you sign and submit it yourself on the GST portal. It no longer requires a CA or CMA to certify it (this change was made from FY 2020-21 onwards). However, the process of preparing GSTR-9C โ€” reconciling audited accounts vs GST returns across 12 months โ€” is complex and high-stakes. Our CA team prepares and reviews the GSTR-9C before you self-certify and submit, ensuring accuracy and minimising the risk of post-filing scrutiny.
What is the penalty for not filing GSTR-9?โ–พ
Late fee for GSTR-9: โ‚น200/day (โ‚น100 CGST + โ‚น100 SGST) from the day after the due date, capped at 0.25% of aggregate turnover in the state for that financial year. For GSTR-9C, delayed filing attracts the same late fee structure. In addition to late fees, failure to file GSTR-9 can lead to a general penalty under Section 125 โ€” up to โ‚น25,000 per Act (i.e., โ‚น50,000 total). The department also uses non-filing of GSTR-9 as a flag for enhanced scrutiny.
What happens during a GST departmental audit under Section 65?โ–พ
The Commissioner or authorised officer issues ADT-01 notice giving 15 days advance notice. GST officers visit your premises and examine books of accounts, invoices, purchase records, stock registers, bank statements, e-way bills, and GST returns for the specified period (up to 3 months, extendable to 6). After completion, officers issue an audit report in Form GST ADT-02. If short-payments or wrongly availed ITC are found, a demand notice DRC-01 follows with interest at 18% p.a. and penalty. Our team prepares all documentation in advance and accompanies you during the audit.
What are ITC reversals under Rules 42 and 43?โ–พ
Rule 42 requires reversal of ITC on inputs and input services used for both taxable and exempt supplies or personal use. Reversal = ITC on common inputs ร— (exempt turnover รท total turnover). Computed monthly and finalised in GSTR-9. Rule 43 applies to capital goods used for both taxable and exempt purposes โ€” 1/60th of ITC to be reversed monthly, adjusted by the exempt/total ratio. Short reversals attract 18% interest from the relevant month. Non-compliance is a very common GSTR-9C discrepancy and departmental audit finding.
How should I respond to an ASMT-10 scrutiny notice?โ–พ
An ASMT-10 notice means the GST department has identified a specific discrepancy between your returns and other data sources. You have 30 days to respond. The response must (a) accept the discrepancy and pay tax + interest via DRC-03, or (b) provide a clear, documented explanation of why no additional liability exists. A poorly worded response or no response results in ASMT-12 assessment order with tax demand, 100% penalty, and interest. We draft detailed, legally sound ASMT-10 responses within 48 hours and represent you through the entire process.

Expert GST Audit & Consultation โ€” Proactive, Accurate, Timely

From GSTR-9/9C filing to departmental audit representation and notice handling. Our CA team is your year-round GST compliance partner.

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